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Mary Chu

LPl Enterprise, LLC

Houston, TX

CRD 7502740

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Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-07-30
  • TX RA
    APPROVED
    Since 2026-07-30

Branch Locations

1233 West Loop South Suite 1100, Houston, TX 77027 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities Llc Houston TX 01/2022 11/2024
Uber Houston TX 09/2020 12/2020
Unemployed Houston TX 01/2020 12/2021
Uber Houston TX 01/2022 11/2024
Baylor Scott & White All Saints Medical Center Dallas TX 01/2018 07/2018
Unemployed Houston TX 08/2018 09/2020
University Of Houston Houston TX 01/2017 05/2017
Unemployed Houston TX 05/2017 01/2018
Unemployed Houston TX 06/2016 12/2016
Lpl Enterprise, Llc Houston TX 11/2024 Present
  • 01/2022 → 11/2024
    Pruco Securities Llc
    Houston, TX
  • 09/2020 → 12/2020
    Uber
    Houston, TX
  • 01/2020 → 12/2021
    Unemployed
    Houston, TX
  • 01/2022 → 11/2024
    Uber
    Houston, TX
  • 01/2018 → 07/2018
    Baylor Scott & White All Saints Medical Center
    Dallas, TX
  • 08/2018 → 09/2020
    Unemployed
    Houston, TX
  • 01/2017 → 05/2017
    University Of Houston
    Houston, TX
  • 05/2017 → 01/2018
    Unemployed
    Houston, TX
  • 06/2016 → 12/2016
    Unemployed
    Houston, TX
  • 11/2024 → Present
    Lpl Enterprise, Llc
    Houston, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-07-29
  • S66 Uniform Combined State Law Examination
    2026-07-29

View on SEC IAPD

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