Pooja Dalvi

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2026 → Present
  Jpmorgan Chase Bank, N.A.
  Los Angeles, CA
• 07/2026 → Present
  J.P. Morgan Securities Llc
  Los Angeles, CA
• 09/2025 → 06/2026
  Unemployed
  Sherman Oaks, CA
• 06/2025 → 08/2025
  Jpmorgan Chase Bank, N.A.
  Los Angeles, CA
• 11/2024 → 05/2025
  Unemployed
  North Hollywood, CA
• 06/2024 → 10/2024
  Dataworks Llc
  Tucson, AZ
• 08/2021 → 05/2024
  Charles Schwab
  Tucson, AZ
• 08/2016 → 07/2021
  The Vanguard Group
  Scottsdale, AZ
• 06/2024 → Present
  Pyt Holdings Llc
  Sherman Oaks, CA

Previous Registrations

• 2021-11-16 → 2024-06-13
  Charles Schwab & Co., Inc.
  Chicago, IL
  Chicago, IL
  Tucson, AZ

Other Businesses

Entity Name: PYT Holdings LLC Investment related: No Address: Tucson, AZ Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 06/12/2024 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: My brothers and I own a house through the LLC and rent it out.

Exams

• S63 Uniform Securities Agent State Law Examination
  2026-08-24
• S66 Uniform Combined State Law Examination
  2021-11-16

Other Names

• Pooja Dalvi
• Pooja Uday Dalvi