Jacob Rothenberg

Current Employers

Procyon

1 Corporate Drive Suite 225, Shelton, CT 06484 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-12-11

TX RA
APPROVED

Since 2025-12-11

Branch Locations

6898 Lebanon Rd 101, Frisco, TX 75078 • United States

1 Corporate Drive Suite 225, Shelton, CT 06484 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Oliver Lagore Vanvalin Investment Group, Inc.	Frisco	TX	04/2024	12/2025
Bank Of America	Frisco	TX	08/2013	08/2023
Unemployed	Frisco	TX	08/2023	04/2024
Procyon Advisors, Llc	Lebanon	TX	12/2025	Present

04/2024 → 12/2025

Oliver Lagore Vanvalin Investment Group, Inc.

Frisco, TX
08/2013 → 08/2023

Bank Of America

Frisco, TX
08/2023 → 04/2024

Unemployed

Frisco, TX
12/2025 → Present

Procyon Advisors, Llc

Lebanon, TX

Previous Registrations

2024-04-23 → 2025-12-08

Oliver Lagore Vanvalin Investment Group, Inc.

Flint, MI

Frisco, TX

Other Businesses

1) Procyon Risk, LLC; Not Investment-Related; Same Address; Insurance Sales; Licensed Insurance Agent; Start Date: 04/03/2026; 60 Hours/Month; 60 Hours/Month during Trading Hours; Implementation of insurance recommendations.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2024-04-04
S66	Uniform Combined State Law Examination	2023-08-16

S65 Uniform Investment Adviser Law Examination

2024-04-04
S66 Uniform Combined State Law Examination

2023-08-16

Other Names

Jacob L Rothenberg
Jacob Lewis Rothenberg

View on SEC IAPD