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Employer firm

Independent Financial Group, LLC CRD 7717

$12.9B regulatory AUM 301 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Independent Financial Group, Llc

12671 High Bluff Dr Suite 200, San Diego, CA 92130 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2026-02-27
TX RA APPROVED_RES 2026-02-09
  • AR RA
    APPROVED
    Since 2026-02-27
  • TX RA
    APPROVED_RES
    Since 2026-02-09

Branch Locations

Fort Smith, AR • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Fort Smith AR 09/2016 03/2019
L&S Supply, Inc. Central City AR 09/2009 09/2016
Edward Jones St.LOuis MO 05/2019 02/2026
Independent Financial Group Llc Fort Smith AR 02/2026 Present
Previous Registrations
Other Businesses

YOUR PURPOSE WEALTH & WELLNESS LLC POSITION: Officer/Director NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 120 START DATE: 01/01/2026 ADDRESS: 212 Baylor Cir, Fort Smith AR 72908, United States DESCRIPTION: DBA for my securities business. HEART TO HEART PREGNANCY AND FAMILY CARE CENTER POSITION: Board member NATURE: Board Member or Officer (Profit or Non-Profit) INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 01/01/2020 ADDRESS: 417 S 16th St, Forth Smith AR 72901, United States DESCRIPTION: We meet monthly to discuss new and old business. We review and approve previous meeting's notes and current month financials. I am also on the planning committee for Heart of the Fort annual event. WESTERN ARKANSAS HUMAN RESOURCES ASSOCIATION POSITION: SHRM Foundation NATURE: Board Member or Officer (Profit or Non-Profit) INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2026 ADDRESS: 70 S 7th St, Fort Smith AR 72901, United States DESCRIPTION: My responsibility is to raise funds at monthly meetings by bringing door prizes and raffling them off to attendees. PURPOSE PRESS LLC POSITION: Officer/Director NATURE: Other: INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 10 START DATE: 05/14/2026 ADDRESS: 212 Baylor Cir, Fort Smith AR 72908, United States DESCRIPTION: I am the author, publisher, editor, and marketer. I do all things for the books I publish. TOASTMASTERS POSITION: Officer/Director NATURE: Board Member or Officer (Profit or Non-Profit) INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2026 ADDRESS: 5111 Rogers Ave, Fort Smith AR 72903, United States DESCRIPTION: Vice President Public Relations My responsibility is to post on Facebook and drive traffic to our meetings. I will do this by posting pictures of meetings along with the theme for the week. I will also be interviewing each Toastmaster and spotlighting them either biweekly or monthly.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-10-10
  • S66 Uniform Combined State Law Examination
    2017-10-10
Other Names
  • Chrissy Nguyen
  • Chrissy Hau Nguyen

View on SEC IAPD

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