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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2026-07-16 |
Branch Locations
3015 University Blvd W, Kensington, MD 20895 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Washington | DC | 04/2017 | 09/2017 |
| New York Life Insurance Company | Charleston | SC | 04/2016 | 03/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Washington | DC | 08/2018 | 03/2020 |
| Unemployed | Rockville | MD | 09/2017 | 08/2018 |
| Bank Of America, N.A. | Washington | DC | 08/2018 | 03/2020 |
| Massmutual | Hunt Valley | MD | 10/2021 | 07/2022 |
| Mml Investors Services | Hunt Valley | MD | 10/2021 | 07/2022 |
| Eugene Mcvey | Rockville | MD | 03/2020 | 09/2021 |
| Td Bank N.A. | Washington | DC | 07/2022 | 12/2023 |
| Td Private Client Wealth Llc | Washington | DC | 06/2022 | 12/2023 |
| Tiaa | Bethesda | MD | 09/2024 | 11/2025 |
| Tiaa-Cref Individual & Institutional Services, Llc | Bethesda | MD | 09/2024 | 11/2025 |
| Lobbymatic | Tysons Corner | VA | 01/2024 | 07/2024 |
| Unemployed | Frederick | MD | 11/2025 | 07/2026 |
| Signal Financial Fcu | Kensington | MD | 07/2026 | Present |
| Lpl Financial Llc | Kensington | MD | 07/2026 | Present |
1. Investment products and services are offered through LPL Financial LLC using the DBA/trade name Signal Financial Investment and Retirement Services - Inv Rel - At Reported Business Location (s) - Start Date: 07/2026
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-06-27 |
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