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Current Employers
Robinhood Asset Management

85 Willow Road, Menlo Park, CA 94025 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-05-07
TX RA APPROVED 2025-05-07
  • CA RA
    APPROVED
    Since 2025-05-07
  • TX RA
    APPROVED
    Since 2025-05-07

Branch Locations

85 Willow Road, Menlo Park, CA 94025 • United States

Fort Worth, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Waddell & Reed Inc Torrance CA 09/2016 08/2017
Various Insurance Carriers For W&R Insurance Agencies Bellflower CA 01/2017 05/2019
Lyft San Francisco CA 02/2017 03/2019
Bankers Life & Casualty, Inc Long Beach CA 05/2019 01/2021
Bankers Life Securities, Inc Long Beach CA 08/2019 01/2021
Nylife Securities Llc. Glendale CA 02/2021 09/2021
New York Life Insurance Company Glendale CA 01/2021 09/2021
Eagle Strategies Llc Glendale CA 03/2021 09/2021
Robinhood Financial, Llc. Lake Mary FL 09/2021 Present
Robinhood Markets, Inc Lake Mary FL 06/2022 Present
Robinhood Asset Management, Llc Menlo Park CA 05/2025 Present
  • 09/2016 → 08/2017
    Waddell & Reed Inc
    Torrance, CA
  • 01/2017 → 05/2019
    Various Insurance Carriers For W&R Insurance Agencies
    Bellflower, CA
  • 02/2017 → 03/2019
    Lyft
    San Francisco, CA
  • 05/2019 → 01/2021
    Bankers Life & Casualty, Inc
    Long Beach, CA
  • 08/2019 → 01/2021
    Bankers Life Securities, Inc
    Long Beach, CA
  • 02/2021 → 09/2021
    Nylife Securities Llc.
    Glendale, CA
  • 01/2021 → 09/2021
    New York Life Insurance Company
    Glendale, CA
  • 03/2021 → 09/2021
    Glendale, CA
  • 09/2021 → Present
    Robinhood Financial, Llc.
    Lake Mary, FL
  • 06/2022 → Present
    Robinhood Markets, Inc
    Lake Mary, FL
  • 05/2025 → Present
    Robinhood Asset Management, Llc
    Menlo Park, CA
Previous Registrations
Other Businesses

Published book; Not investment-related; Writer; 4/2016; 0 hours per week; I wrote a book that I get residual income. I may eventually do speaking engagements and promotions but for now it is residual.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-04-10
  • S66 Uniform Combined State Law Examination
    2025-04-10
Other Names
  • Francine Elizabeth Gray
  • Francine Gray
  • Sherry Gray
  • Katherine Gray

View on SEC IAPD

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