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Laura E Compliment

United Capital Financial Advisors

Elkhart, IN

CRD 6607573

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Employer firm

United Capital Financial Advisors CRD 134600

$24.6B regulatory AUM 160 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
United Capital Financial Advisors

125 E John Carpenter Frwy Suite 1300, Irving, TX 75062 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2026-07-31
  • IN RA
    APPROVED
    Since 2026-07-31

Branch Locations

300 Nibco Pkwy Ste 100, Elkhart, IN 46516 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
United Capital Financial Advisors, Llc Irving TX 07/2017 Present
Compass Wealth Advisors Elkhart IN 10/2015 07/2017
  • 07/2017 → Present
    United Capital Financial Advisors, Llc
    Irving, TX
  • 10/2015 → 07/2017
    Compass Wealth Advisors
    Elkhart, IN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-07-31
  • S65 Uniform Investment Adviser Law Examination
    2026-07-31
Other Names
  • Laura Compliment

View on SEC IAPD

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