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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-08-24 |
Branch Locations
15303 Ventura Boulevard Suite 1550, Sherman Oaks, CA 91403 • United States
Burbank, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed Inc | Sherman Oaks | CA | 01/2016 | 02/2017 |
| Pruco Securities, Llc | Sherman Oaks | CA | 04/2017 | 08/2020 |
| The Prudential Insurance Company Of America | Sherman Oaks | CA | 10/2017 | 08/2020 |
| Eskulap Solutions | Burbank | CA | 08/2020 | 04/2025 |
| Lpl Enterprise Llc | Sherman Oaks | CA | 04/2025 | Present |
1) 03/31/2025-Prudential Advisors-DBA for LPL Business (entity for LPL business)-Inv related-At reported business location(s)-Start date 03/31/2025-160hrs/mth-160hrs/mth during trading 2) 03/31/2025-Non-Variable Insurance/Insurance Agency-Financial Professional-Inv related-At Burbank, CA-Start date 03/31/2025-160hrs/mth-160hrs/mth during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-08-21 |
| S66 | Uniform Combined State Law Examination | 2025-06-17 |
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