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Dylan Randazzo

Wells Fargo Clearing Services, LLC

Portsmouth, NH

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-05-24
NH RA APPROVED 2021-05-21
  • TX RA
    APPROVED_RES
    Since 2021-05-24
  • NH RA
    APPROVED
    Since 2021-05-21

Branch Locations

1 Harbour Pl Ste 300, Portsmouth, NH 03801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Penn Mutual Life Insurance Co Horsham PA 05/2016 11/2017
Hornor Townsend & Kent Inc Horsham PA 10/2016 11/2017
Ameriprise Financial Services, Inc Portsmouth NH 06/2018 05/2021
Nathan Fox, Financial Advisor Portsmouth NH 11/2017 06/2018
Wells Fargo Clearing Services, Llc. Portsmouth NH 05/2021 Present
  • 05/2016 → 11/2017
    Penn Mutual Life Insurance Co
    Horsham, PA
  • 10/2016 → 11/2017
    Hornor Townsend & Kent Inc
    Horsham, PA
  • 06/2018 → 05/2021
    Ameriprise Financial Services, Inc
    Portsmouth, NH
  • 11/2017 → 06/2018
    Nathan Fox, Financial Advisor
    Portsmouth, NH
  • 05/2021 → Present
    Wells Fargo Clearing Services, Llc.
    Portsmouth, NH
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-02-25
S63 Uniform Securities Agent State Law Examination 2016-11-19
  • S65 Uniform Investment Adviser Law Examination
    2019-02-25
  • S63 Uniform Securities Agent State Law Examination
    2016-11-19
Other Names
  • Dylan Randazzo
  • Dylan Alexander Randazzo

View on SEC IAPD

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ESTATE PLANNERS OF NEW ENGLAND, LLC
PISCATAQUA RESEARCH INC.
PATRIOT ADVISORY GROUP

Other Investors

TODD MICHAEL CESCA
Renee Elizabeth Hickey
KAREN LEE ZARAMBA
JAMES ALLEN BOSSIEUX
KATY MORRISON CARR
SAMUEL RICHARDSON REID
LENA WYAND
SARAH SERLING CLAPP

Other Offices

CHARTER OAK CAPITAL MANAGEMENT · PORTSMOUTH, NH
NVEST FINANCIAL, LLC · PORTSMOUTH, NH
DAVID WENDELL ASSOCIATES, INC. · PORTSMOUTH, NH
KWM FINANCIAL LLC · PORSTMOUTH, NH
GOLDEN FINANCIAL SERVICES · PORTSMOUTH, NH
ESTATE PLANNERS OF NEW ENGLAND, LLC · PORTSMOUTH, NH
PISCATAQUA RESEARCH INC. · PORTSMOUTH, NH
PATRIOT ADVISORY GROUP · PORTSMOUTH, NH

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