Stephen Reynolds Allen

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2026-07-30
IN	RA	APPROVED	2026-07-15
KY	RA	APPROVED	2026-07-15
PA	RA	APPROVED	2026-07-15
TX	RA	APPROVED	2026-07-15

FL RA
APPROVED

Since 2026-07-30
IN RA
APPROVED

Since 2026-07-15
KY RA
APPROVED

Since 2026-07-15
PA RA
APPROVED

Since 2026-07-15
TX RA
APPROVED

Since 2026-07-15

Branch Locations

3320 Tates Creek Road Ste 102, Lexington, KY 40502 • United States

3217 Summit Square Place Suite 200, Lexington, KY 40509 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Reitz & Allen, Cpas, Pllc	Lexington	KY	12/2014	10/2016
Allen Cpas & Advisors, Pllc	Lexington	KY	10/2016	Present
Osaic Wealth	Lexington	KY	07/2026	Present

12/2014 → 10/2016

Reitz & Allen, Cpas, Pllc

Lexington, KY
10/2016 → Present

Allen Cpas & Advisors, Pllc

Lexington, KY
07/2026 → Present

Osaic Wealth

Lexington, KY

Previous Registrations

2015-12-08 → 2024-12-16

Biechele Royce Advisors, Inc.

Lexington, KY

Fishers, IN

Other Businesses

1. ALLEN CPAS & ADVISORS, PLLC POSITION: President NATURE: CPA Firm operated as an LLC S-corporation. INVESTMENT RELATED: No NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 100 START DATE: 10/01/2016 ADDRESS: 3320 Tates Creek Rd Ste 102, Lexington KY 40502, United States DESCRIPTION: President and owner providing tax, tax planning and accounting services as a CPA to numerous business and individual clients. 2. ALLEN CPAS & ADVISORS, PLLC POSITION: President NATURE: CPA Firm operated as an LLC S-corporation. INVESTMENT RELATED: No NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 100 START DATE: 10/01/2016 ADDRESS: 3320 Tates Creek Rd Ste 102, Lexington KY 40502, United States DESCRIPTION: President and owner providing tax, tax planning and accounting services as a CPA to numerous business and individual clients. 3. SONNY HALL WELLS POSITION: General Partner NATURE: General Partnership INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 2 START DATE: 06/30/1993 ADDRESS: 107 Summertree Dr, Nicholasville KY 40356, United States DESCRIPTION: I am the managing general partner of the general partnership, collecting income, paying bills and paying partner distributions.