Lindsay Berk

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2015 → 10/2018
  The Vanguard Group, Inc.
  Malvern, PA
• 11/2018 → 03/2024
  Morgan Stanley
  Mt. Laurel, NJ
• 06/2024 → 03/2025
  Fidelity Personal And Workplace Advisors
  Bridgewater, NJ
• 05/2024 → 09/2025
  Fidelity Brokerage Services Llc
  Bridgewater, NJ
• 07/2026 → Present
  Mml Investors Services, Llc
  Saddle Brook, NJ
• 06/2026 → Present
  Massmutual Life Insurance Company
  Saddle Brook, NJ
• 10/2025 → 06/2026
  Tumblelab
  Hoboken, NJ
• 03/2025 → 09/2025
  Strategic Advisers Llc
  Bridgewater, NJ

Previous Registrations

• 2025-03-31 → 2025-10-03
  Strategic Advisers Llc
  Summit, NJ
  Bridgewater, NJ
  Boston, MA
• 2024-06-27 → 2025-03-31
  Fidelity Personal And Workplace Advisors
  Bridgewater, NJ
• 2019-03-15 → 2024-04-11
  Morgan Stanley
  Mount Laurel, NJ
  Chadds Ford, PA

Exams

• S65 Uniform Investment Adviser Law Examination
  2019-03-14
• S63 Uniform Securities Agent State Law Examination
  2016-06-02

Other Names

• Lindsay Berk
• Lindsay Austin Berk