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Vanguard Advisers, Inc. CRD 106715
$345B regulatory AUM 89,430 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-07-17 |
| TX | RA | APPROVED | 2026-07-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Charlotte | NC | 06/2026 | Present |
| Vanguard Advisers, Inc. | Charlotte | NC | 06/2026 | Present |
| Vanguard Marketing Corporation | Charlotte | NC | 06/2026 | Present |
| Unemployed | San Antonio | TX | 03/2026 | 05/2026 |
| Capital Client Group, Inc. | San Antonio | TX | 12/2017 | 02/2026 |
| Foresters Advisory Services, Llc | Edison | NJ | 01/2017 | 11/2017 |
| Foresters Financial Services, Inc. | Edison | NJ | 01/2017 | 11/2017 |
| Lpl Financial, Llc | Fishkill | NY | 06/2015 | 12/2016 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-09-15 |
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