Etty M Surkis

Employer firm

Spc CRD 110692

$6.10B regulatory AUM 4,483 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2026 → 07/2026
  Nylife Securities, Llc
  Brooklyn, NY
• 08/2016 → 02/2026
  Nylife Securities,Llc
  Brooklyn, NY
• 05/2015 → 07/2026
  New York Life Ins Co
  Brooklyn, NY
• 10/2018 → Present
  Excelsum Capital, Inc.
  Staten Island, NY
• 04/2025 → 02/2026
  Eagle Strategies Llc
  Staten Island, NY
• 07/2026 → Present
  Parkland Securities, Llc
  Ann Arbor, MI
• 07/2026 → Present
  Sigma Planning Corporation
  Ann Arbor, MI

Previous Registrations

• 2025-04-15 → 2026-02-18
  Eagle Strategies Llc
  Staten Island, NY

Other Businesses

1. Owner - Corporate Events and Catering, Inc.; corporate catering; 144 Joseph Ave, Staten Island, NY 10314. Start date 08/2016; Approx. 2 hrs/mo; none during mkt hrs. INV REL: N 2. Owner - Excelsum Capital, Inc.,144 Joseph Ave Staten Island N.Y. 10314; Insurance brokering/sales; Appointed with outside carriers for the purpose of brokering non-registered insurance products. Start date 10/2018; Approx. 8 hrs/mo, all during mkt hrs. INV REL: Y

Exams

• S65 Uniform Investment Adviser Law Examination
  2025-04-03
• S63 Uniform Securities Agent State Law Examination
  2017-07-21

Other Names

• Etty Surkis