James Patrick Tippet

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2026-07-20

IL RA
APPROVED

Since 2026-07-20

Branch Locations

5250 Old Orchard Rd Suite 300 , Skokie, IL 60077 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Origami Risk	Chicago	IL	09/2019	03/2026
Alicona	Chicago	IL	01/2018	08/2019
Alight	Chicago	IL	03/2016	12/2017
Pillar Financial Group	Skokie	IL	03/2026	Present
Cetera Advisors Llc	St Cloud	MN	03/2026	Present
Cetera Investment Advisers Llc	Schaumburg	IL	07/2026	Present

09/2019 → 03/2026

Origami Risk

Chicago, IL
01/2018 → 08/2019

Alicona

Chicago, IL
03/2016 → 12/2017

Alight

Chicago, IL
03/2026 → Present

Pillar Financial Group

Skokie, IL
03/2026 → Present

Cetera Advisors Llc

St Cloud, MN
07/2026 → Present

Cetera Investment Advisers Llc

Schaumburg, IL

Other Businesses

1. NAME OF OTHER BUSINESS: PILLAR FINANCIAL GROUP INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 03/2026 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: PROVIDE FINANCIAL SERVICES

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2026-06-24

S66 Uniform Combined State Law Examination

2026-06-24

View on SEC IAPD