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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2025-03-07 |
| NC | RA | APPROVED | 2022-08-12 |
Branch Locations
9000 Southside Blvd Central Business Review Unit, Jacksonville, FL 32256 • United States
620 S Tryon St Central Business Review Unit, Charlotte, NC 28255 • United States
Fort Mill, SC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Clearing | Glen Allen | VA | 05/2014 | 10/2016 |
| Bb&T Securities | Richmond | VA | 10/2016 | 06/2018 |
| Bb&T Securities | Richmond | VA | 06/2018 | 08/2019 |
| Bb&T Securities | Richmond | VA | 08/2019 | 02/2021 |
| Truist Investment Services, Inc. | Richmond | VA | 02/2021 | 09/2021 |
| Truist Advisory Services, Inc. | Atlanta | GA | 02/2021 | 09/2021 |
| Wells Fargo Clearing Services | Glen Allen | VA | 09/2021 | 06/2022 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Charlotte | NC | 06/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-07-20 |
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