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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2025-03-07
NC RA APPROVED 2022-08-12
  • SC RA
    APPROVED
    Since 2025-03-07
  • NC RA
    APPROVED
    Since 2022-08-12

Branch Locations

9000 Southside Blvd Central Business Review Unit, Jacksonville, FL 32256 • United States

620 S Tryon St Central Business Review Unit, Charlotte, NC 28255 • United States

Fort Mill, SC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Clearing Glen Allen VA 05/2014 10/2016
Bb&T Securities Richmond VA 10/2016 06/2018
Bb&T Securities Richmond VA 06/2018 08/2019
Bb&T Securities Richmond VA 08/2019 02/2021
Truist Investment Services, Inc. Richmond VA 02/2021 09/2021
Truist Advisory Services, Inc. Atlanta GA 02/2021 09/2021
Wells Fargo Clearing Services Glen Allen VA 09/2021 06/2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated Charlotte NC 06/2022 Present
  • 05/2014 → 10/2016
    First Clearing
    Glen Allen, VA
  • 10/2016 → 06/2018
    Bb&T Securities
    Richmond, VA
  • 06/2018 → 08/2019
    Bb&T Securities
    Richmond, VA
  • 08/2019 → 02/2021
    Bb&T Securities
    Richmond, VA
  • 02/2021 → 09/2021
    Truist Investment Services, Inc.
    Richmond, VA
  • 02/2021 → 09/2021
    Atlanta, GA
  • 09/2021 → 06/2022
    Wells Fargo Clearing Services
    Glen Allen, VA
  • 06/2022 → Present
    Charlotte, NC
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-07-20
  • S66 Uniform Combined State Law Examination
    2020-07-20
Other Names
  • Paula Merkel
  • Paula Mwangi
  • Paula Faye Mwangi

View on SEC IAPD

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