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Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-08-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nomura Securities International, Inc. | New York | NY | 10/2014 | 04/2019 |
| Hsbc Securities Usa, Inc. | New York | NY | 07/2019 | 06/2026 |
| Hsbc Bank Usa, N.A. | New York | NY | 06/2019 | 06/2026 |
| Twin Bridges Advisory Llc | New York | NY | 07/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2006-10-02 |
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