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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-07-23 |
Branch Locations
2998 Douglas Blvd Ste 330, Roseville, CA 95661 • United States
2570 N 1St St, San Jose, CA 95131 • United States
2570 N 1St St Ste 218, San Jose, CA 95131 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc. | San Jose | CA | 08/2006 | 11/2024 |
| Prudential Insurance Company Of America | San Jose | CA | 08/2006 | 11/2024 |
| Unemployed | San Bruno | CA | 12/2024 | 07/2026 |
| Principal Securities, Inc. | San Jose | CA | 07/2026 | Present |
| Principal Life Insurance Conpany | San Jose | CA | 07/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-02-16 |
| S63 | Uniform Securities Agent State Law Examination | 2006-09-09 |
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