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Mark A Stephany

Rbc Capital Markets, LLC

Rochester, NY

Fairport, NY

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-08-12
  • NY RA
    APPROVED
    Since 2026-08-12

Branch Locations

80 Linden Oaks Suite 220, Rochester, NY 14625-2809 • United States

Fairport, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First American Equipment Finance Fairport NY 01/2015 04/2025
Rbc Capital Markets Rochester NY 04/2025 Present
  • 01/2015 → 04/2025
    First American Equipment Finance
    Fairport, NY
  • 04/2025 → Present
    Rbc Capital Markets
    Rochester, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-08-12
S65 Uniform Investment Adviser Law Examination 2013-03-20
S63 Uniform Securities Agent State Law Examination 2006-08-10
  • S66 Uniform Combined State Law Examination
    2026-08-12
  • S65 Uniform Investment Adviser Law Examination
    2013-03-20
  • S63 Uniform Securities Agent State Law Examination
    2006-08-10

View on SEC IAPD

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