Best Investors Account Sign in
Employer firm

Northwestern Mutual Investment Services, LLC CRD 2881

1 advisory clients

Reported services (Item 5G)

  • INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2026-08-07
  • WI RA
    APPROVED
    Since 2026-08-07

Branch Locations

Belton, MO • United States

720 E Wisconsin Ave, Milwaukee, WI 53202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa-Cref Individual & Institutional Services, Llc Denver CO 07/2023 05/2025
Tiaa Denver CO 07/2023 05/2025
Servicemac Llc / First American Fort Mill SC 04/2021 10/2022
Computershare Loan Services Greenwood Village CO 08/2020 04/2021
Aston Carter Greenwood Village CO 06/2020 07/2020
Bristlecone Enterprises, Llc Pine CO 02/2020 04/2020
Covius Holdings, Inc. Glendale CO 11/2018 12/2018
Unemployed Pine CO 12/2018 02/2020
Unemployed Pine CO 04/2020 06/2020
Unemployed Pine CO 10/2022 07/2023
Credit Risk Solutions Llc Pine CO 01/2019 04/2019
Lenderlive Glendale CO 01/2012 12/2018
Advisorlawyer Broomfield CO 05/2025 03/2026
Northwestern Mutual Life Insurance Company Milwaukee WI 07/2026 Present
Northwestern Mutual Investment Services, Llc Milwaukee WI 07/2026 Present
Unemployed Belton MO 04/2026 07/2026
Mars Solutions Group Milwaukee WI 07/2026 Present
  • 07/2023 → 05/2025
    Tiaa-Cref Individual & Institutional Services, Llc
    Denver, CO
  • 07/2023 → 05/2025
    Tiaa
    Denver, CO
  • 04/2021 → 10/2022
    Servicemac Llc / First American
    Fort Mill, SC
  • 08/2020 → 04/2021
    Computershare Loan Services
    Greenwood Village, CO
  • 06/2020 → 07/2020
    Aston Carter
    Greenwood Village, CO
  • 02/2020 → 04/2020
    Bristlecone Enterprises, Llc
    Pine, CO
  • 11/2018 → 12/2018
    Covius Holdings, Inc.
    Glendale, CO
  • 12/2018 → 02/2020
    Unemployed
    Pine, CO
  • 04/2020 → 06/2020
    Unemployed
    Pine, CO
  • 10/2022 → 07/2023
    Unemployed
    Pine, CO
  • 01/2019 → 04/2019
    Credit Risk Solutions Llc
    Pine, CO
  • 01/2012 → 12/2018
    Lenderlive
    Glendale, CO
  • 05/2025 → 03/2026
    Advisorlawyer
    Broomfield, CO
  • 07/2026 → Present
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 07/2026 → Present
    Milwaukee, WI
  • 04/2026 → 07/2026
    Unemployed
    Belton, MO
  • 07/2026 → Present
    Mars Solutions Group
    Milwaukee, WI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-12-23
S63 Uniform Securities Agent State Law Examination 2023-08-23
  • S66 Uniform Combined State Law Examination
    2024-12-23
  • S63 Uniform Securities Agent State Law Examination
    2023-08-23
Other Names
  • Sara Beth Bries
  • Sara Beth Hart
  • Sara Bries
  • Sara Hart
  • Sara B Bries

View on SEC IAPD

More in Belton, MO

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor