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1295 Us Highway One Third Floor, North Palm Beach, FL 33408 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2026-08-27 |
| NJ | RA | APPROVED | 2026-08-04 |
Branch Locations
1295 Us Highway One Third Floor, North Palm Beach, FL 33408 • United States
250 Park Ave Suite 1437, New York, NY 10177 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Chase Bank, Na | New York | NY | 07/2016 | 12/2019 |
| Ubs Financial Services Inc. | New York | NY | 03/2020 | 01/2025 |
| Certuity | New York | NY | 10/2025 | Present |
| Unemployed | New York | NY | 01/2020 | 02/2020 |
| Unemployed | New York | NY | 02/2025 | 09/2025 |
Entity Name: Rental Properties Investment related: Yes Address: 1. Alcantara 82 DP 1507, Stgo, Chile 2. Gral. Mackenna 220 DP 311 Co Yungay, Valpariso, Chile 3. Condor 1107 DP 609, Stgo, Chile 4. Condor 1107 DP 1602, Stgo, Chile 5. Gral Prieto 1717 P. 8 DP A801, Stgo, Chile 6. Gral Prieto 1717 P. 8 DP A 802, Stgo, Chile 7. Gral Prieto 1717 P. 9 DP A902, Stgo, Chile 8. Gral Prieto 1717 P. 10 DP A1001, Stgo, Chile 9. Gral Prieto 1717 P. 13 Dp A1302, Stgo, Chile 10. Gral Prieto 1717 P. 16 DP A 1602, Stgo, Chile 11. Malaga 79, Depto 605, Stgo, Chile 12. Malaga 79, Depto 805, Stgo , Chile Nature of the other business: Rental Properties Position/Title/Relationship: Sole Proprietor Start Date: Sep -2007 Approximate # of hours per quarter: 1 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Personally owned apartments. Rental and real estate investment - long term appreciation. Buy/Sell. All diligent activities handled by third party broker manager. Personal name ownership of real estate rentals doing investment rentals as the owner/renter since sep-2007. Long term real estate investment appreciation, rental and buy/sell opportunities. Activities handled by third party broker manager. I devote approximately 1 hour per quarter, 1 day at years end with zero done during trading hours. Entity Name: Ena Moré LLC Investment Related: No Address: 450 N End Avenue, Apt 16D, NY, NY 10282 Nature of the Other Business: Luxury apparel and lifestyle brand focused on the design and limited production of high-quality garments and accessories. The business is entirely unrelated to securities or financial services. Your position, title, or relationship with the other business: Owner Start date of your relationship: 2/2025 Approximate number of hours per month you devote to the other business: 1 hour on weekends Number of hours during securities trading hours: zero Briefly describe your duties relating to the other business: Provide strategic oversight, activities are limited to concept design. No involvement in securities, investments, or financial advisory activities. Giuliano Celle / Camino del Sol 355, Santiago, Chile / Sole proprietorship / Real Estate / Personal real estate investments for rental purposes / Not specifically an entity, personal name ownership / Personal real estate investments for rental purposes. Make decisions on investment. All administration/management is outsourced and dealt through a local broker. / Investment in Company?: YES; 100% / Start Date 1/9/2007
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-03-19 |
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