Jeffrey Paul Stein

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2026-08-26

NJ RA
APPROVED

Since 2026-08-26

Branch Locations

Chandler , AZ • United States

191 Hamburg Turnpike , Pompton Lakes, NJ 07442 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
A&R Tax & Financial Services	Pompton Lakes	NJ	06/2026	Present
Cetera Financial Specialists Llc	Schaumburg	IL	06/2026	Present
Clearwater Analytics	Chandler	AZ	09/2021	04/2026
Reputation.cOm	Scottsdale	AZ	07/2019	09/2021
Financial Engines	Phoenix	AZ	07/2012	07/2019
Cetera Investment Adivsers Llc	Schaumburg	IL	08/2026	Present

06/2026 → Present

A&R Tax & Financial Services

Pompton Lakes, NJ
06/2026 → Present

Cetera Financial Specialists Llc

Schaumburg, IL
09/2021 → 04/2026

Clearwater Analytics

Chandler, AZ
07/2019 → 09/2021

Reputation.cOm

Scottsdale, AZ
07/2012 → 07/2019

Financial Engines

Phoenix, AZ
08/2026 → Present

Cetera Investment Adivsers Llc

Schaumburg, IL

Other Businesses

1) A&R TAX & FINANCIAL SERVICES; INV REL; TAX PREPARATION AND ACCOUNTING SERVICE; DBA FOR FINANCIAL SERVICES; FINANCIAL PROFESSIONAL; START DATE 05/2026; 160 HRS/MTH,

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2026-08-21

S66 Uniform Combined State Law Examination

2026-08-21

View on SEC IAPD