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Edward Charles Busch

Vanguard Advisers, Inc.

Charlotte, NC

CRD 6701828

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Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-10-06
NC RA APPROVED 2025-10-03
  • TX RA
    APPROVED_RES
    Since 2025-10-06
  • NC RA
    APPROVED
    Since 2025-10-03

Branch Locations

1030 Admiral Nelson Ct, Charlotte, NC 28262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities, Llc Charlotte NC 08/2016 10/2020
The Prudential Insurance Company Of America Charlotte NC 02/2017 10/2020
Tata Consultancy Services Charlotte NC 11/2020 04/2021
Cambridge Investment Research, Inc. Charlotte NC 05/2021 08/2023
Equitable Advisors, Llc Charlotte NC 03/2024 08/2025
Unemployed Charlotte NC 09/2023 03/2024
The Vanguard Group, Inc. Charlotte NC 09/2025 Present
Vanguard Marketing Corporation Charlotte NC 09/2025 Present
Vanguard Advisers, Inc. Charlotte NC 09/2025 Present
New South Wealth Management, Llc Charlotte NC 05/2021 09/2023
  • 08/2016 → 10/2020
    Pruco Securities, Llc
    Charlotte, NC
  • 02/2017 → 10/2020
    The Prudential Insurance Company Of America
    Charlotte, NC
  • 11/2020 → 04/2021
    Tata Consultancy Services
    Charlotte, NC
  • 05/2021 → 08/2023
    Cambridge Investment Research, Inc.
    Charlotte, NC
  • 03/2024 → 08/2025
    Charlotte, NC
  • 09/2023 → 03/2024
    Unemployed
    Charlotte, NC
  • 09/2025 → Present
    The Vanguard Group, Inc.
    Charlotte, NC
  • 09/2025 → Present
    Vanguard Marketing Corporation
    Charlotte, NC
  • 09/2025 → Present
    Charlotte, NC
  • 05/2021 → 09/2023
    New South Wealth Management, Llc
    Charlotte, NC
Previous Registrations
Other Businesses

NAME OF BUSINESS: RENTAL PROPERTY INVESTMENT-RELATED ADDRESS: COLUMBIA, SC NATURE OF BUSINESS: REAL ESTATE POSITION: LANDLORD/OWNER START DATE: 06/2016 APPROXIMATE HOURS/MONTH: 3 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: RENTAL PROPERTY NAME OF BUSINESS: INSURANCE LICENSE INVESTMENT-RELATED ADDRESS: CHARLOTTE, NC NATURE OF BUSINESS: INSURANCE POSITION: N/A START DATE: 08/2016 APPROXIMATE HOURS/MONTH: 0 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: MAINTAIN LICENSE ONLY NAME OF BUSINESS: INSURANCE LICENSE INVESTMENT-RELATED ADDRESS: CHARLOTTE, NC NATURE OF BUSINESS: INSURANCE POSITION: N/A START DATE: 08/2016 APPROXIMATE HOURS/MONTH: 0 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: MAINTAIN LICENSE ONLY NAME OF BUSINESS: INSURANCE LICENSE INVESTMENT-RELATED ADDRESS: CHARLOTTE, NC NATURE OF BUSINESS: INSURANCE POSITION: N/A START DATE: 01/2017 APPROXIMATE HOURS/MONTH: 0 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: MAINTAIN LICENSE ONLY

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-10-14
S63 Uniform Securities Agent State Law Examination 2017-01-26
  • S65 Uniform Investment Adviser Law Examination
    2022-10-14
  • S63 Uniform Securities Agent State Law Examination
    2017-01-26
Other Names
  • Eddie Busch
  • Eddie Charles Busch
  • Eddie C Busch
  • Edward Busch
  • Edward C Busch

View on SEC IAPD

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