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Michael Stephen Frazier

Empower Advisory Group, LLC

Chandler, AZ

Greenwood Village, CO

CRD 4938318

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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2026-07-21
  • AZ RA
    APPROVED
    Since 2026-07-21

Branch Locations

Chandler, AZ • United States

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Usaa Financial Advisors, Inc Colorado Springs CO 01/2010 04/2017
Usaa Financial Planning Services Inc Colorado Springs CO 01/2010 04/2017
Empower Advisory Group, Llc Greenwood Village CO 04/2026 Present
Uber Phoenix AZ 10/2023 03/2026
Phoenix Union School District Ess Phoenix AZ 10/2025 03/2026
Paradise Valley School District, Cactus View Elementary Phoenix AZ 08/2024 02/2025
The Vanguard Group, Inc. Scottsdale AZ 05/2017 01/2022
Venture Rei Scottsdale AZ 01/2020 01/2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated Scottsdale AZ 11/2022 02/2024
Unemployed Scottsdale AZ 02/2022 11/2022
Bank Of America, N.A. Scottsdale AZ 03/2023 02/2024
  • 01/2010 → 04/2017
    Usaa Financial Advisors, Inc
    Colorado Springs, CO
  • 01/2010 → 04/2017
    Usaa Financial Planning Services Inc
    Colorado Springs, CO
  • 04/2026 → Present
    Greenwood Village, CO
  • 10/2023 → 03/2026
    Uber
    Phoenix, AZ
  • 10/2025 → 03/2026
    Phoenix Union School District Ess
    Phoenix, AZ
  • 08/2024 → 02/2025
    Paradise Valley School District, Cactus View Elementary
    Phoenix, AZ
  • 05/2017 → 01/2022
    The Vanguard Group, Inc.
    Scottsdale, AZ
  • 01/2020 → 01/2022
    Venture Rei
    Scottsdale, AZ
  • 11/2022 → 02/2024
    Scottsdale, AZ
  • 02/2022 → 11/2022
    Unemployed
    Scottsdale, AZ
  • 03/2023 → 02/2024
    Bank Of America, N.A.
    Scottsdale, AZ
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-06-29
  • S66 Uniform Combined State Law Examination
    2005-06-29
Designations
  • Certified Financial Planner
Other Names
  • Michael Stephen Frazier
  • Michael Stephen Frazier
  • Michael Frazier

View on SEC IAPD

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