Johann James Smith

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/1998 → Present
  Bringham Young University
  Provo, UT
• 01/2000 → Present
  Smith Accounting
  Iowa City, IA
• 07/2000 → 09/2025
  Avantax Investment Services, Inc.
  Iowa City, IA
• 12/2001 → 09/2025
  Avantax Insurance Agency And/Or Avantax Insurance Services
  Iowa City, IA
• 12/2001 → 09/2025
  Avantax Insurance Agency And/Or Avantax Insurance Services
  Iowa City, IA
• 09/2025 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 07/2026 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Other Businesses

1) PIPAC 1521 Technology Parkway Suite A, PO Box 729~Cedar Falls~IA~50613~Independent Insurance Agent~Insurance Sales Agent~4/10/2003~2hrs~1hrs~Sales of Health and Life Insurance. 2) Johann Smith LLC 1700 S 1st Ave Unit 4~Iowa City~IA~52240~Accounting/Bookkeeping (No Tax Preparation)~Owner/Sole Proprietor~1/1/2012~25hrs~10hrs~Bookkeeping and payroll for clients 3) Insurance Rep 1700 S 1st Ave Unit 4~Iowa City~IA~52240~Independent Insurance Agent~Insurance Sales Agent~3/3/2004~1hrs~0hrs~Sales of Life and Health Insurance 4) Smith Accounting Service~'NIR'~1700 S 1st Ave , Eastdale Plaza Unit 4~Iowa City~IA~52240~Tax Preparation/Accounting~Accountant/Bookkeeper~12/1/2000~160hrs~128hrs~Bookkeeping and Taxes 7) STEWARDS PLANNING GROUP POSITION: Registered Rep NATURE: Financial Planning Firm INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 08/01/2025 ADDRESS: 1700 1st Ave, Eastdale Plaza #4, Iowa City IA 52240, United States DESCRIPTION: registered rep Meet with clients Review accounts Collect Data Service Clients

Exams

• S65 Uniform Investment Adviser Law Examination
  2026-06-24
• S63 Uniform Securities Agent State Law Examination
  2000-09-22