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Richard Wayne Hendrickson

Raymond James Financial Services Advisors, Inc

Benton, KY

CRD 3160061

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Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-08-02
KY RA APPROVED 2018-06-29
  • TX RA
    APPROVED
    Since 2018-08-02
  • KY RA
    APPROVED
    Since 2018-06-29

Branch Locations

105 W 5Th St, Benton, KY 42025 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Benton KY 06/2018 Present
Raymond James Financial Services Advisors, Inc. Benton KY 06/2018 Present
Edward D. Jones & Co., L.P. Benton KY 10/1998 06/2018
Previous Registrations
Other Businesses

1) Name of Business: Address: 105 W 5th St, Benton, KY, 42025, United States Activity Type: Accounting/CPA Position/Title: Advisor Investment Related: No Start Date: 11/11/2018 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I am a licensed CPA since 1992. I do not have a own or practice in a separate CPA practice nor do I receive any fees, (2) Name of Business: 6 H PROPERTIES Address: 775 BENT CREEK DR, BENTON, KY, 42025, United States Activity Type: Rental Real Estate Position/Title: Officer - CEO Investment Related: Yes Start Date: 11/02/2015 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: THIS IS AN LLC FORMED BY ME TO OWN REAL ESTATE FOR COMMERCIAL LEASE. RESIDENTIAL RENTAL, AND FARM INCOME (3) Name of Business: HENDRICKSON WEALTH AND RETIREMENT, INC Address: 105 W 5th St, Benton, KY, 42025, United States Activity Type: Support Company - Owner Position/Title: Officer - President Investment Related: No Start Date: 07/01/2018 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: THIS IS MY FINANCIAL PRACTICE WITH RJFS

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-01-23
S63 Uniform Securities Agent State Law Examination 1998-12-30
  • S66 Uniform Combined State Law Examination
    2007-01-23
  • S63 Uniform Securities Agent State Law Examination
    1998-12-30

View on SEC IAPD

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