Inactive

James Roscoe Durkee

Tailored Wealth Solutions

Saratoga Springs, NY

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Current Employers

Tailored Wealth Solutions

110 Henry St., Saratoga Springs, NY 12866 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2026-08-11

NY RA
APPROVED

Since 2026-08-11

Branch Locations

110 Henry St., Saratoga Springs, NY 12866 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Saratoga Springs	NY	03/2016	12/2016
Bank Of America, N.A.	Saratoga Springs	NY	06/2016	12/2016
Target Corp	Wilton	NY	01/2017	06/2026
Tailored Wealth Solutions	Saratoga Springs	NY	07/2026	Present

03/2016 → 12/2016

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Saratoga Springs, NY
06/2016 → 12/2016

Bank Of America, N.A.

Saratoga Springs, NY
01/2017 → 06/2026

Target Corp

Wilton, NY
07/2026 → Present

Tailored Wealth Solutions

Saratoga Springs, NY

Previous Registrations

2016-04-07 → 2016-12-21

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Saratoga Springs, NY
2013-10-17 → 2015-04-22

Lpl Financial Llc

Halfmoon, NY
2007-10-18 → 2014-06-06

Atlas Private Wealth Management, Llc

Williamstown, MA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2016-04-29
S63	Uniform Securities Agent State Law Examination	2014-03-21
S66	Uniform Combined State Law Examination	2001-04-10

S65 Uniform Investment Adviser Law Examination

2016-04-29
S63 Uniform Securities Agent State Law Examination

2014-03-21
S66 Uniform Combined State Law Examination

2001-04-10

Designations

Other Names

James R Durkee
James Roscoe Durkee
James Roscoe Durkee

View on SEC IAPD

Other Firms

SARATOGA INVESTMENT SOLUTIONS INC.

COMMONWEALTH FINANCIAL NETWORK

JANNEY MONTGOMERY SCOTT LLC

CONTINUUM WEALTH ADVISORS, LLC

STERLING MANOR FINANCIAL, LLC

NYE STREET PARTNERS LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

LPL FINANCIAL LLC

Other Investors

CYNTHIA ELIZABETH ZALEWSKY

BONNIE MARIE BOYCE

JEFFREY CHARLES VAHANIAN

CAMERON VICTORIA CORSI

Cory Matthew Larmour

ALAN JAY BOGATCH

JESSICA SUZANNE NILES

STEPHEN EDWARD KRAKOWER

Other Offices

SARATOGA INVESTMENT SOLUTIONS INC. · SARATOGA SPRINGS, NY

COMMONWEALTH FINANCIAL NETWORK · Saratoga Springs, NY

JANNEY MONTGOMERY SCOTT LLC · SARATOGA SPRINGS, NY

CONTINUUM WEALTH ADVISORS, LLC · SARATOGA SPRINGS, NY

STERLING MANOR FINANCIAL, LLC · SARATOGA SPRINGS, NY

NYE STREET PARTNERS LLC · SARATOGA SPRINGS, NY

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SARATOGA SPRINGS, NY

LPL FINANCIAL LLC · SARATOGA SPRINGS, NY

More in Saratoga Springs, NY

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