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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2026-08-05 |
| CA | RA | APPROVED | 2026-08-04 |
Branch Locations
2030 Main Street, Irvine, CA 92614 • United States
One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank, N.A. | Columbus | OH | 06/1999 | 12/2025 |
| J.P. Morgan Securities Llc | Columbus | OH | 08/2015 | 12/2025 |
| Wells Fargo Bank | Irvine | CA | 01/2026 | Present |
| Wells Fargo Clearing Services | Irvine | CA | 06/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-11-16 |
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