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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-07-10
TX RA APPROVED 2026-07-10
  • CA RA
    APPROVED
    Since 2026-07-10
  • TX RA
    APPROVED
    Since 2026-07-10

Branch Locations

420 Montgomery St 7Th Fl [Nf*/Ng-Rbo], San Francisco, CA 94104 • United States

One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES

1201 Pacific Ave, Tacoma, WA 98402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Investments, Llc San Francisco CA 05/2001 05/2021
Bailard, Inc Foster City CA 05/2021 11/2021
Wells Fargo Clearing Services, Llc San Francisco CA 06/2026 Present
Wells Fargo Bank San Francisco CA 11/2021 Present
  • 05/2001 → 05/2021
    Wells Fargo Investments, Llc
    San Francisco, CA
  • 05/2021 → 11/2021
    Foster City, CA
  • 06/2026 → Present
    San Francisco, CA
  • 11/2021 → Present
    Wells Fargo Bank
    San Francisco, CA
Previous Registrations
  • 2021-06-22 → 2021-11-08
    Foster City, CA
  • 2003-07-28 → 2005-05-04
    Wells Fargo Investments, Llc
    San Francisco, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-08-11
S63 Uniform Securities Agent State Law Examination 2000-01-28
  • S66 Uniform Combined State Law Examination
    2026-08-11
  • S63 Uniform Securities Agent State Law Examination
    2000-01-28
Designations
Other Names
  • Janet Dara Gearlds

View on SEC IAPD

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