Best Investors
Account
Sign in
Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-02-16 |
| NY | RA | APPROVED | 2021-08-03 |
| NJ | RA | APPROVED | 2018-09-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Centra Financial Group | Rochester | NY | 06/2016 | 09/2016 |
| Saint John Fisher College | Rochester | NY | 09/2015 | 12/2017 |
| Unemployed | Spencerport | NY | 12/2017 | 02/2018 |
| Axa Advisors Llc | New York | NY | 02/2018 | 03/2018 |
| Cetera Advisors Llc | Denver | CO | 03/2018 | 08/2018 |
| Lpl Financial, Llc | Rochester | NY | 08/2018 | Present |
1. 4/9/2019 - Summers Financial Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 04/08/2019 - 100 Hours Per Month/15 Hours During Securities Trading. 2. 11/4/2019 - Dream Mutual - DBA: Dream Mutual, Inc. - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 11/01/2019 - 40 Hours Per Month/40 Hours During Securities Trading. 3. 7/13/2020 - Dream Mutual A summers Financial partner - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 7/14/2020 - 40 Hours Per Month/40 Hours During Securities Trading. 4. 05/10/2024 - Giuliano Financial Services - Non-Inv Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started: 2/29/2024 - 40 Hrs/Mo During Trading. 5. 07/16/2026 - Louis Guiliano - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date 07/30/2023 - 10 Hours Per Month/ 10 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-03-08 |
Reach out to this advisor