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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2026-07-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Charlotte | NC | 11/2016 | 10/2024 |
| Unemployed | New York | NY | 08/2016 | 09/2016 |
| Unemployed | Charlotte | NC | 09/2016 | 11/2016 |
| Empower Financial Services, Inc | Greenwood Village | CO | 12/2024 | 05/2025 |
| Empower Advisory Group, Llc | Greenwood Village | CO | 12/2024 | 05/2025 |
| Ubs Financial Services Inc | Jersey City | NJ | 06/2025 | 12/2025 |
| Lpl Financial Llc | Fort Mill | SC | 07/2026 | Present |
| Unemployed | Tega Cay | SC | 12/2025 | 06/2026 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-11-23 |
| S63 | Uniform Securities Agent State Law Examination | 2000-12-29 |
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