Polly Jane Brooks

Employer firm

Mma Securities LLC CRD 44254

10,839 advisory clients

Reported services (Item 5G)

• Pension consulting
• Selection of other advisers
• Educational seminars
• ADVISORY SERVICES TO RETIREMENT PLAN PARTICIPANTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2026 → Present
  Mma Securities Llc
  West Des Moines, ID
• 05/2026 → Present
  Marsh Mclennan Agency
  West Des Moines, ID
• 06/2016 → 05/2020
  Alliant Retirement Services
  Alpharetta, GA
• 07/2017 → 05/2020
  Cetera Advisor Networks Llc
  El Segundo, CA
• 05/2020 → 05/2022
  Prudential Investment Management Services Llc
  West Des Moines, IA
• 05/2020 → 05/2022
  The Prudential Insurance Company Of America
  West Des Moines, IA
• 04/2022 → 05/2022
  Gwfs Equities, Inc.
  Greenwood Village, CO
• 05/2022 → 05/2026
  John Hancock
  Boston, MA
• 06/2022 → 05/2026
  John Hancock Distributors Llc
  Boston, MA

Previous Registrations

• 2005-06-28 → 2016-06-29
  Principal Securities, Inc.
  Des Moines, IA
  Des Moines, IA
• 2004-02-09 → 2005-04-22
  Mmc Securities Llc
  Denver, CO

Other Businesses

The Registered Representative is an employee of Marsh & McLennan Agency LLC ("MMA"), 1166 Avenue of the Americas, New York, NY 10036), an affiliate of MMA Securities LLC. The Registered Representative conducts non-investment related business activities for MMA (e.g. support for its insurance services). These other business activities are not subject to broker-dealer licensing and registration requirements. All MMA Securities LLC activities remain subject to the Firm's supervisory framework

Exams

• S65 Uniform Investment Adviser Law Examination
  2026-08-21
• S63 Uniform Securities Agent State Law Examination
  2003-10-22

Other Names

• Polly Jane Milcoff