Sandie Kay Rodda

Employer firm

Zacks Investment Management, Inc. CRD 110897

$14.6B regulatory AUM 25 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• CREATES AND MANAGES QUANTITATIVE INVESTMENT MODELS THAT ARE LICENSED TO SPONSORS OF UITS AND ETFS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2016 → 06/2018
  Invesco Distributors, Inc.
  Houston, TX
• 11/2019 → 06/2023
  Morningstar Investment Management Llc
  Chicago, IL
• 07/2018 → 10/2019
  Unemployed
  Chicago, IL
• 07/2023 → 04/2025
  Allianz Life Insurance Company Of North America
  Minneapolis, MN
• 07/2023 → 04/2025
  Allianz Life Financial Services, Llc
  Minneapolis, MN
• 04/2025 → 03/2026
  Unemployed
  Estacada, OR
• 03/2026 → 05/2026
  Lpl Financial
  Portland, OR
• 06/2026 → 06/2026
  Unemployed
  Estacada, OR
• 07/2026 → Present
  Zacks Investment Management, Inc.
  Chicago, IL
• 08/2026 → Present
  Lbmz Securities, Inc.
  Chicago, IL

Previous Registrations

• 2026-04-10 → 2026-07-07
  Lpl Financial Llc
  Portland, OR
• 2020-01-22 → 2023-06-30
  Morningstar Investment Management Llc
  Chicago, IL
• 2016-05-19 → 2018-06-01
  Invesco Advisers, Inc.
  Chicago, IL
  Atlanta, GA
• 2009-06-01 → 2012-11-07
  Morgan Stanley
  Purchase, NY
  Chicago, IL
• 2008-04-02 → 2009-06-01
  Citigroup Global Markets Inc.
  Chicago, IL
  New York, NY
• 2001-07-16 → 2004-05-04
  Nuveen Fund Advisors, Llc
  Chicago, IL
• 2001-07-16 → 2003-12-31
  Rittenhouse Asset Management, Inc.
  Chicago, IL

Other Businesses

Portland Women in Investment Management, Investment-Related, 5441 South MacAdam, Suite R, Portland, OR 97239, organization of women investment professionals, 501 (c) (6) organization, Membership Chair, December 2025, 2 hours/month, 0 hours/securities trading hours, grew the organization's membership. This position is not compensated.

Exams

• S66 Uniform Combined State Law Examination
  2026-03-26
• S65 Uniform Investment Adviser Law Examination
  2008-03-25
• S63 Uniform Securities Agent State Law Examination
  1999-11-05

Other Names

• Sandie K Rodda