William J Thompson

Employer firm

Janney Montgomery Scott LLC CRD 463

$110B regulatory AUM 1,031 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

Authority	Category	Status	Date
GA	RA	APPROVED	2026-08-20

GA RA
APPROVED

Since 2026-08-20

Branch Locations

6340 Sugarloaf Parkway Suite 130, Duluth, GA 30097 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch,Pierce, Fenner & Smith Incorporated	Raleigh	NC	09/2013	02/2023
Bank Of America N.A.	Raleigh	NC	01/2014	02/2023
Janney Montgomery Scott Llc	Duluth	GA	08/2026	Present
Metalcraft	Arden	NC	02/2023	08/2026

09/2013 → 02/2023

Merrill Lynch,Pierce, Fenner & Smith Incorporated

Raleigh, NC
01/2014 → 02/2023

Bank Of America N.A.

Raleigh, NC
08/2026 → Present

Janney Montgomery Scott Llc

Duluth, GA
02/2023 → 08/2026

Metalcraft

Arden, NC

Previous Registrations

2013-12-12 → 2023-02-03

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Raleigh, NC

Chapel Hill, NC

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2013-12-10
S63	Uniform Securities Agent State Law Examination	2002-05-28

S66 Uniform Combined State Law Examination

2013-12-10
S63 Uniform Securities Agent State Law Examination

2002-05-28

Other Names

B J Thompson

View on SEC IAPD