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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NE | RA | APPROVED | 2026-08-13 |
Branch Locations
13057 W. Center Rd. Suite 12, Omaha, NE 68144 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Lincoln | NE | 11/2015 | 05/2017 |
| Bank Of America, N.A. | Lincoln | NE | 04/2016 | 05/2017 |
| Unemployed | Lincoln | NE | 06/2017 | 08/2018 |
| Advantage Personnel | Lincoln | NE | 09/2018 | 06/2019 |
| Nebraska Secretary Of State | Lincoln | NE | 07/2019 | 05/2024 |
| Unemployed | Lincoln | NE | 06/2024 | 05/2026 |
| Lpl Enterprise Llc | Omaha | NE | 05/2026 | Present |
1. 05/12/2026 - Price Rivers N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Lincoln, NE - Inv Related - OBA Start Date: 05/04/2026- 160 Hour(s)/Month - 160 Hour(s) During Trading" 2. 05/12/2026 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - Lincoln, NE - Inv Related - OBA Start Date: 05/04/2026- 160 Hour(s)/Month - 160 Hour(s) During Trading" 3. 05/12/2026 - Nebraska Democratic Party - Politics/ Government - Lincoln, NE - Not Inv Related - OBA Start Date: 04/26/2026 - 5 Hour(s)/Month - 0 Hour(s) During Trading" 4. 05/12/2026 - Lancaster County Democrats - Politics/ Government - Lincoln, NE - Not Inv Related - OBA Start Date: 04/18/2026 - 2 Hour(s)/Month - 0 Hour(s) During Trading"
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-08-10 |
| S65 | Uniform Investment Adviser Law Examination | 2004-12-13 |
| S63 | Uniform Securities Agent State Law Examination | 1999-03-01 |
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