Cynthia J Morris

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2015 → 08/2018
  Rand & Associates
  San Francisco, CA
• 01/2019 → 12/2021
  Sensiba San Filippo Financial Advisers Llc
  San Mateo, CA
• 08/2018 → 12/2018
  Unemployed
  San Rafael, CA
• 12/2021 → 10/2025
  Litman Gregory Wealth Management, Llc
  Larkspur, CA
• 06/2026 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Mill Valley, CA
• 11/2025 → 05/2026
  Unemployed
  San Rafael, CA
• 08/2026 → Present
  Bank Of America, N.A.
  Mill Valley, CA

Previous Registrations

• 2021-12-17 → 2025-10-03
  Litman Gregory Wealth Management, Llc
  Larkspur, CA
  Paris
• 2019-01-21 → 2022-01-06
  Sensiba San Filippo Financial Advisers Llc
  San Mateo, CA
  San Mateo, CA
• 2015-06-18 → 2018-08-14
  Rand & Associates
  Baltimore, MD
• 2013-01-02 → 2013-12-03
  Westhill Financial Advisors, Inc.
  San Rafael, CA
• 2010-08-26 → 2012-03-15
  Rbc Securities, Inc
  San Jose, CA
  Los Angeles, CA
  San Francisco, CA
• 2008-12-25 → 2009-01-22
  Marin Financial Advisors Llc
  Larkspur, CA
• 1997-07-08 → 2002-06-07
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  San Francisco, CA

Other Businesses

5076268 Entity Type: N/AName: P A. T Trust Address: Culver City, CA Investment Related: YesPosition: Co-TrusteeStart Date: 5-27-2026Number of Hours/Yr: 2Number of Hours per trading hours/yr: 0 Duties: Self, Spouse 5142267 Entity Type: N/AName: S&S M Trust Address: Novato, CAInvestment Related: NoPosition: Successor Trustee Start Date: 6-22-2026Number of Hours/Yr: 0Number of Hours per trading hours/yr: 0 Duties: Parents 5142269 Entity Type: N/AName: S MAddress: Novato, CA Investment Related: NoPosition: Successor POA Start Date: 6-22-2026Number of Hours/Yr: 0Number of Hours per trading hours/yr: 0 Duties: Parents

Exams

• S65 Uniform Investment Adviser Law Examination
  2015-06-29
• S63 Uniform Securities Agent State Law Examination
  2010-09-23

Other Names

• Cynthia Jean Morris