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Brian Sullivan

Commonwealth Financial Network

Waltham, MA

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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2026-08-20
  • MA RA
    APPROVED
    Since 2026-08-20

Branch Locations

275 Wyman Street, Ste. 400, Waltham, MA 02451 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mutual Of America Life Insurance Company Westborough MA 01/2009 06/2019
Mutual Of America Securities Corporation Westborough MA 01/2009 06/2019
Mutual Of America Securities Corporation Providence RI 06/2019 12/2024
Mutual Of America Life Insurance Company Providence RI 06/2019 12/2024
Self Employed - Cfp Professional East Providence RI 12/2024 05/2025
Self Employed - Cfp Professional Riverside RI 05/2025 06/2026
Commonwealth Financial Network, Lpl Waltham MA 06/2026 Present
  • 01/2009 → 06/2019
    Mutual Of America Life Insurance Company
    Westborough, MA
  • 01/2009 → 06/2019
    Mutual Of America Securities Corporation
    Westborough, MA
  • 06/2019 → 12/2024
    Mutual Of America Securities Corporation
    Providence, RI
  • 06/2019 → 12/2024
    Mutual Of America Life Insurance Company
    Providence, RI
  • 12/2024 → 05/2025
    Self Employed - Cfp Professional
    East Providence, RI
  • 05/2025 → 06/2026
    Self Employed - Cfp Professional
    Riverside , RI
  • 06/2026 → Present
    Commonwealth Financial Network, Lpl
    Waltham , MA
Previous Registrations
  • 2006-02-24 → 2006-08-02
    A. G. Edwards & Sons, Inc.
    Boston, MA
  • 2004-10-20 → 2006-02-27
    Banc Of America Investment Services, Inc.
    Boston, MA
  • 2003-04-15 → 2004-10-20
    Quick & Reilly, Inc.
    Boston, MA
  • 2002-06-13 → 2003-04-28
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Boston, MA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-05-22
S63 Uniform Securities Agent State Law Examination 1982-12-06
  • S65 Uniform Investment Adviser Law Examination
    1997-05-22
  • S63 Uniform Securities Agent State Law Examination
    1982-12-06
Designations

View on SEC IAPD

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Other Offices

MONTIS FINANCIAL, LLC · WALTHAM, MA
PROSPECT HILL GROWTH PARTNERS, L.P. · WALTHAM, MA
BALLENTINE PARTNERS · WALTHAM, MA
BALLENTINE PARTNERS · WALTHAM, MA
BALLENTINE PARTNERS · Waltham, MA
BALLENTINE PARTNERS · Waltham, MA
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