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David Parker

Wells Fargo Clearing Services, LLC

Tacoma, WA

Carmel, CA

CRD 848214

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-07-29
TX RA APPROVED 2026-07-29
  • CA RA
    APPROVED
    Since 2026-07-29
  • TX RA
    APPROVED
    Since 2026-07-29

Branch Locations

1201 Pacific Ave, Tacoma, WA 98402 • United States

26135 Carmel Rancho Blvd Ste E-200 [Ke-Rbo], Carmel, CA 93923 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc (Org Id: 19616) Carmel CA 07/2026 Present
Wells Fargo Bank, Na Carmel CA 06/1999 Present
  • 07/2026 → Present
    Wells Fargo Clearing Services, Llc (Org Id: 19616)
    Carmel, CA
  • 06/1999 → Present
    Wells Fargo Bank, Na
    Carmel, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-07-29
  • S66 Uniform Combined State Law Examination
    2026-07-29
Other Names
  • David Stanley Parker
  • David S Parker

View on SEC IAPD

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