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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-07-18
  • TX RA
    APPROVED
    Since 2026-07-18

Branch Locations

1803 Broadway St, San Antonio, TX 78215 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Mission TX 11/2021 10/2022
Jpmorgan Chase Bank, N.A. Mission TX 05/2016 10/2022
South Texas College Weslaco TX 08/2012 12/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated San Antonio TX 10/2022 Present
  • 11/2021 → 10/2022
    J.P. Morgan Securities Llc
    Mission, TX
  • 05/2016 → 10/2022
    Jpmorgan Chase Bank, N.A.
    Mission, TX
  • 08/2012 → 12/2017
    South Texas College
    Weslaco, TX
  • 10/2022 → Present
    San Antonio, TX
Other Businesses

I*: 3001265 Entity Type: For Profit, Publicly Traded Name of OBA: Door Dash Address: San Francisco, CA 94105 Investment Related: No Position, Title, Association: Employee Employee Start Date: 11/1/2025 Number of Hours: 5 hrs wkly Number of Hours during trading: 0 Duties: Deliver food in my area.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-07-17
  • S66 Uniform Combined State Law Examination
    2026-07-17
Other Names
  • Brenda Lee Garza

View on SEC IAPD

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