Best Investors Account Sign in
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2026-08-13
  • PA RA
    APPROVED
    Since 2026-08-13

Branch Locations

1600 Jfk Blvd, Philadelphia, PA 19103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Aspetuck Country Club Weston CT 05/2013 10/2017
Red Boating Club Norwalk CT 10/2017 04/2021
Peoples United Bank Fairfield CT 04/2021 11/2021
Janney Montgomery Scott Llc Philadelphia PA 11/2021 07/2026
Merrill Lynch, Pierce, Fenner & Smith Incorporated Philadelphia PA 07/2026 Present
Barcelona Wine Bar Fairfield CT 10/2020 03/2021
Rex Marine Center Inc Norwalk CT 05/2018 09/2020
The University Of Alabama Tuscaloosa AL 08/2015 08/2019
Bank Of America, N.A. Philadelphia PA 08/2026 Present
  • 05/2013 → 10/2017
    Aspetuck Country Club
    Weston, CT
  • 10/2017 → 04/2021
    Red Boating Club
    Norwalk, CT
  • 04/2021 → 11/2021
    Peoples United Bank
    Fairfield, CT
  • 11/2021 → 07/2026
    Janney Montgomery Scott Llc
    Philadelphia, PA
  • 07/2026 → Present
    Philadelphia, PA
  • 10/2020 → 03/2021
    Barcelona Wine Bar
    Fairfield, CT
  • 05/2018 → 09/2020
    Rex Marine Center Inc
    Norwalk, CT
  • 08/2015 → 08/2019
    The University Of Alabama
    Tuscaloosa, AL
  • 08/2026 → Present
    Bank Of America, N.A.
    Philadelphia, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-05-22
  • S66 Uniform Combined State Law Examination
    2026-05-22
Other Names
  • Brendan Rotondi

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Philadelphia, PA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor