Pratik Shrestha

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2021 → 08/2023
  J.P. Morgan Securities, Llc
  Potomac, MD
• 10/2021 → 08/2023
  Jpmorgan Chase Bank, N.A.
  Potomac, MD
• 11/2017 → 10/2021
  M&T Bank
  Gaithersburg, MD
• 06/2015 → 06/2017
  Premier Insurance Co.
  Kathmandu
• 06/2017 → 08/2017
  Unemployed
  Frederick, MD
• 08/2017 → 09/2017
  Golden Reality2 Llc
  Frederick, MD
• 09/2017 → 11/2017
  Unemployed
  Frederick, MD
• 11/2024 → 07/2026
  Primerica Financial Services
  Gaithersburg, MD
• 02/2025 → 07/2026
  Pfs Investments Inc.
  Gaithersburg, MD
• 10/2024 → Present
  Samson Properties
  Clarksburg, MD
• 07/2024 → 10/2024
  Unemployed
  Clarksburg, MD
• 08/2023 → 06/2024
  Hegemon It Solutions
  Huntersville, NC
• 07/2026 → Present
  Wells Fargo Clearing Services, Llc
  Rockville, MD
• 06/2026 → Present
  Wells Fargo Bank, Na
  Rockville, MD
• 02/2025 → 06/2026
  Transworld Business Advisors
  Frederick, MD

Other Businesses

Samson Properties, Not investment related, Clarksburg, MD, Real Estate Agent, 10/2025 to Present, 0 hours a month (0 hours during securities trading hours).

Exams

• S65 Uniform Investment Adviser Law Examination
  2026-07-23
• S63 Uniform Securities Agent State Law Examination
  2022-03-10