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Frost Investment Services CRD 286129
$3.67B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
111 West Houston Street, San Antonio, TX 78205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-07-14 |
Branch Locations
8201 Preston Rd Suite 180, Dallas, TX 75225 • United States
111 West Houston Street, San Antonio, TX 78205 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Prairie View A&M University | Prairie View | TX | 09/2011 | 12/2017 |
| Unenemployed | Dallas | TX | 12/2017 | 03/2018 |
| Frost Bank | Dallas | TX | 03/2018 | 04/2021 |
| Frost Bank | Dallas | TX | 04/2021 | Present |
| Frost Brokerage Services | Dallas | TX | 11/2025 | Present |
| Frost Investments Services | Dallas | TX | 07/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-07-13 |
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