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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-07-16 |
Branch Locations
5605 Carnegie Blvd Ste 240, Charlotte, NC 28209 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unemployed | Concord | NC | 07/2024 | 05/2026 |
| Lpl Enterprise Llc | Charlotte | NC | 06/2026 | Present |
| Wells Fargo Clearing Services Llc | Charlotte | NC | 09/2021 | 06/2024 |
| Us Tech Solutions | Jersey City | NJ | 09/2021 | 12/2021 |
| Sds Restaurant Group | Wilmington | NC | 10/2018 | 12/2019 |
| Unc Charlotte | Charlotte | NC | 08/2020 | 08/2021 |
| Unc Wilmington | Wilmington | NC | 08/2016 | 08/2020 |
1. 05/22/2026– Prudential Advisors – DBA for LPL Business (entity for LPL business) –Concord NC – Inv Related – OBA Start Date: 05/08/2026– 160 Hour(s)/Month – 160 Hour(s) During Trading” 2. 05/22/2026– Zachary Walker N/A Non-Variable Insurance– Non-Variable Insurance/Insurance Agency – Concord NC – Inv Related – OBA Start Date: 05/08/2026– 160 Hour(s)/Month – 160 Hour(s) During Trading”
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-07-02 |
| S63 | Uniform Securities Agent State Law Examination | 2021-11-19 |
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