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Employer firm

Park Avenue Securities LLC CRD 46173

$19.6B regulatory AUM 38,649 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2026-07-22
NY RA APPROVED 2026-07-22
  • CT RA
    APPROVED
    Since 2026-07-22
  • NY RA
    APPROVED
    Since 2026-07-22

Branch Locations

Danbury, CT • United States

437 Madison Avenue 29Th Floor, New York, NY 10022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Guardian Life Insurance Company Danbury CT 05/2026 Present
Park Avenue Securities Danbury CT 05/2026 Present
Guardian Life Insurance Company New York NY 10/2021 Present
Global Industrial A Systemax Company Port Washington NY 10/2019 04/2020
Wb Wood New York NY 09/2014 04/2019
Gold Standard 36 W 47Th Street NY 04/2021 10/2021
Unemployed Boca Raton FL 04/2020 04/2021
Unemployed Port Washington NY 04/2019 10/2019
Park Avenue Securities New York NY 08/2022 Present
Guardian Life Insurance Company East Northport NY 06/2024 05/2026
Park Avenue Securities East Northport NY 06/2024 05/2026
  • 05/2026 → Present
    Guardian Life Insurance Company
    Danbury, CT
  • 05/2026 → Present
    Park Avenue Securities
    Danbury, CT
  • 10/2021 → Present
    Guardian Life Insurance Company
    New York, NY
  • 10/2019 → 04/2020
    Global Industrial A Systemax Company
    Port Washington, NY
  • 09/2014 → 04/2019
    Wb Wood
    New York, NY
  • 04/2021 → 10/2021
    Gold Standard
    36 W 47Th Street, NY
  • 04/2020 → 04/2021
    Unemployed
    Boca Raton, FL
  • 04/2019 → 10/2019
    Unemployed
    Port Washington, NY
  • 08/2022 → Present
    Park Avenue Securities
    New York, NY
  • 06/2024 → 05/2026
    Guardian Life Insurance Company
    East Northport, NY
  • 06/2024 → 05/2026
    Park Avenue Securities
    East Northport, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-06-27
S63 Uniform Securities Agent State Law Examination 2025-05-01
  • S66 Uniform Combined State Law Examination
    2026-06-27
  • S63 Uniform Securities Agent State Law Examination
    2025-05-01

View on SEC IAPD

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