Leonard Brown

Current Employers

Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
MN	RA	APPROVED	2026-08-24

MN RA
APPROVED

Since 2026-08-24

Branch Locations

600 Highway 169 Suite 1000, St Louis Park, MN 55426 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Equitable Advisors, Llc	New York	NY	09/2021	05/2022
Lubrication Technologies	Minneapolis	MN	12/2019	05/2021
General Electric/Suez Water Technology	Minnetonka	MN	05/2013	12/2019
Suez Water Technologies	Minnetonka	MN	09/2021	02/2022
Priority Carrier Services	St Paul	MN	07/2021	08/2021
Uber	Minneapolis	MN	12/2022	08/2023
Alliance Couriers And Delivery Service	Bloomington	MN	05/2022	11/2022
Mchugh Group Inc	Bloomington	MN	05/2022	11/2022
Japs Olson Company	St. Louis Park	MN	03/2022	04/2022
Unemployed	Minneapolis	MN	06/2021	06/2021
Jpmorgan Chase Bank (Wi)	Saint Anthony	MN	09/2023	08/2026
J.P. Morgan Securities Llc	Saint Anthony	MN	09/2023	08/2026
Lpl Enterprise Llc	St. Louis Park	MN	08/2026	Present

09/2021 → 05/2022

Equitable Advisors, Llc

New York, NY
12/2019 → 05/2021

Lubrication Technologies

Minneapolis, MN
05/2013 → 12/2019

General Electric/Suez Water Technology

Minnetonka, MN
09/2021 → 02/2022

Suez Water Technologies

Minnetonka, MN
07/2021 → 08/2021

Priority Carrier Services

St Paul, MN
12/2022 → 08/2023

Uber

Minneapolis, MN
05/2022 → 11/2022

Alliance Couriers And Delivery Service

Bloomington, MN
05/2022 → 11/2022

Mchugh Group Inc

Bloomington, MN
03/2022 → 04/2022

Japs Olson Company

St. Louis Park, MN
06/2021 → 06/2021

Unemployed

Minneapolis, MN
09/2023 → 08/2026

Jpmorgan Chase Bank (Wi)

Saint Anthony, MN
09/2023 → 08/2026

J.P. Morgan Securities Llc

Saint Anthony, MN
08/2026 → Present

Lpl Enterprise Llc

St. Louis Park , MN

Other Businesses

1. 08/17/2026 - Leonard Brown N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Brooklyn Center, MN - INV REL - Start Date: 08/10/2026 - 160 Hrs/Mth - 160 Hrs During Trading 2. 08/17/2026 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - Brooklyn Center, MN - INV REL - Start Date: 08/10/2026 - 160 Hrs/Mth - 160 Hrs During Trading 3. 08/17/2026 - Leonard Brown - Notary - Minneapolis, MN - INV REL - Start Date:01/31/2024 - 02 Hrs/Mth - 00 Hrs During Trading

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-12-27
S63	Uniform Securities Agent State Law Examination	2023-10-16

S66 Uniform Combined State Law Examination

2025-12-27
S63 Uniform Securities Agent State Law Examination

2023-10-16

Other Names

Leonard Jovan Brown

View on SEC IAPD