Jake William Rothert

Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2021 → 09/2021
  Equitable Advisors, Llc
  New York, NY
• 10/2019 → 08/2021
  Rush Bowls
  Raleigh, NC
• 10/2015 → 01/2020
  Char Bar 7
  Matthews, NC
• 08/2017 → 05/2021
  North Carolina State University
  Raleigh, NC
• 12/2021 → Present
  The Vanguard Group, Inc.
  Charlotte, NC
• 10/2021 → Present
  Charbar7
  Matthews, NC
• 08/2013 → 06/2017
  Providence High School
  Charlotte, NC
• 12/2021 → Present
  Vanguard Marketing Corporation
  Charlotte, NC
• 08/2026 → Present
  Vanguard Advisers, Inc.
  Charlotte, NC

Previous Registrations

• 2021-08-25 → 2021-09-07
  Equitable Advisors, Llc
  Raleigh, NC

Other Businesses

NAME OF BUSINESS: INSURANCE LICENSE INVESTMENT RELATED ADDRESS: CHARLOTTE, NC NATURE OF BUSINESS: LIFE, ACCIDENT AND HEALTH, LONG_TERM CARE & MEDICARE SUPPLIMENT INSURANCE LICENSE POSITION: N?A START DATE: 06/2021 APPROX. HOURS/MONTH: 0 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: MAINTAIN LICENSE ONLY NAME OF BUSINESS: CHARBAR7 INVESTMENT RELATED ADDRESS: MATTHEWS, NC NATURE OF BUSINESS: RETAIL/SERVICE POSITION: SERVER START DATE: 01/2022 APPROX. HOURS/MONTH: 45 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: WAITING TABLES

Exams

• S66 Uniform Combined State Law Examination
  2026-07-30

Other Names

• Jake Rothert
• Jake W Rothert