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Prospera Financial Services, Inc. CRD 10740
$12.4B regulatory AUM 14 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
5429 Lbj Freeway Suite 750, Dallas, TX 75240 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2026-07-17 |
Branch Locations
10146 West Broad St Suite B, Glen Allen, VA 23060 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Patrick Henry High School | Ashland | VA | 04/2015 | 05/2019 |
| Food Lion | Ashland | VA | 05/2019 | 08/2019 |
| Patrick Henry High School | Ashland | VA | 08/2019 | 05/2020 |
| Tom Leonard's | Short Pump | VA | 05/2020 | 08/2020 |
| Liberty University | Lynchburg | VA | 08/2020 | 05/2021 |
| Price Perkins, Llc | Glen Allen | VA | 06/2021 | 08/2021 |
| Liberty University | Lynchburg | VA | 08/2021 | 05/2022 |
| Nasdaw Dorsey Wright | Richmond | VA | 06/2022 | 12/2022 |
| Liberty University | Lynchburg | VA | 12/2022 | 06/2023 |
| Liberty University | Lynchburg | VA | 07/2023 | 07/2024 |
| Prospera Financial Services Inc. | Dallas | TX | 06/2024 | 08/2026 |
| Prospera Financial Services Inc. | Dallas | TX | 08/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-07-16 |
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