Michael David Clark

Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

Financial planning
Selection of other advisers
WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers

Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
CO	RA	APPROVED	2026-07-27

CO RA
APPROVED

Since 2026-07-27

Branch Locations

9800 Schwab Way, Lone Tree, CO 80124 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Gwfs Equities, Inc.	Greenwood Village	CO	06/2021	12/2024
Transamerica	Denver	CO	10/2017	06/2021
Adt Security	Aurora	CO	08/2013	01/2017
N/A	Aurora	CO	01/2017	10/2017
Charles Schwab & Co., Inc.	Lone Tree	CO	01/2025	Present

06/2021 → 12/2024

Gwfs Equities, Inc.

Greenwood Village, CO
10/2017 → 06/2021

Transamerica

Denver, CO
08/2013 → 01/2017

Adt Security

Aurora, CO
01/2017 → 10/2017

N/A

Aurora, CO
01/2025 → Present

Charles Schwab & Co., Inc.

Lone Tree, CO

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2026-07-25
S63	Uniform Securities Agent State Law Examination	2021-07-13

S66 Uniform Combined State Law Examination

2026-07-25
S63 Uniform Securities Agent State Law Examination

2021-07-13

Other Names

Michael D Clark
Michael Clark

View on SEC IAPD