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1290 Avenue Of The Americas, New York, NY 10104 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-08-17 |
| IL | RA | APPROVED | 2026-08-07 |
Branch Locations
190 South Lasalle Street 23Rd & 24Th & 27Th Floor, Chicago, IL 60603 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pacific Investments Management Corporation Llc | Austin | TX | 08/2023 | 04/2026 |
| Pimco Investments Llc | Austin | TX | 10/2023 | 04/2026 |
| Unemployed | Buffalo | NY | 05/2023 | 08/2023 |
| University Of Dayton | Dayton | OH | 08/2022 | 05/2023 |
| University Of Dayton | Dayton | CA | 08/2021 | 05/2022 |
| University Of Dayton | Dayton | OH | 08/2020 | 05/2021 |
| Pnc Financial Services | Houston | TX | 05/2022 | 08/2022 |
| Equitable | Buffalo | NY | 05/2021 | 08/2021 |
| Lou Gehrig Youth Baseball And Softball | Buffalo | NY | 05/2017 | 08/2020 |
| Williamsville High School | Buffalo | NY | 09/2015 | 05/2017 |
| Neuberger Berman Bd Llc | Chicago | IL | 04/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-08-07 |
| S63 | Uniform Securities Agent State Law Examination | 2024-03-29 |
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