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Thomas Hayden Brook

Morgan Stanley

Pittsburgh, PA

CRD 7375557

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-08-28
PA RA APPROVED 2026-08-26
  • TX RA
    APPROVED
    Since 2026-08-28
  • PA RA
    APPROVED
    Since 2026-08-26

Branch Locations

One Ppg Place Suite1300, Pittsburgh, PA 15222 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, Na New York NY 07/2023 04/2026
Jpmorgan Securities Llc New York NY 07/2023 04/2026
Jpmorgan Chase Bank, Na New York NY 06/2022 08/2022
Big Red Bloomington IN 11/2021 03/2022
Morgan Stanley Pittsburgh PA 06/2021 08/2021
Morgan Stanley Pittsburgh PA 06/2020 08/2020
Forest Hills Pool Pittsburgh PA 05/2016 09/2019
Unemployed Pittsburgh PA 10/2019 05/2020
Unemployed Pittsburgh PA 09/2020 05/2021
Unemployed Pittsburgh PA 09/2021 11/2021
Unemployed Pittsburgh PA 03/2022 05/2022
Unemployed Pittsburgh PA 09/2022 06/2023
Morgan Stanley Pittsburgh PA 05/2026 Present
Morgan Stanley Private Bank, N.A New York NY 06/2026 Present
  • 07/2023 → 04/2026
    Jpmorgan Chase Bank, Na
    New York, NY
  • 07/2023 → 04/2026
    Jpmorgan Securities Llc
    New York, NY
  • 06/2022 → 08/2022
    Jpmorgan Chase Bank, Na
    New York, NY
  • 11/2021 → 03/2022
    Big Red
    Bloomington, IN
  • 06/2021 → 08/2021
    Pittsburgh, PA
  • 06/2020 → 08/2020
    Pittsburgh, PA
  • 05/2016 → 09/2019
    Forest Hills Pool
    Pittsburgh, PA
  • 10/2019 → 05/2020
    Unemployed
    Pittsburgh, PA
  • 09/2020 → 05/2021
    Unemployed
    Pittsburgh, PA
  • 09/2021 → 11/2021
    Unemployed
    Pittsburgh, PA
  • 03/2022 → 05/2022
    Unemployed
    Pittsburgh, PA
  • 09/2022 → 06/2023
    Unemployed
    Pittsburgh, PA
  • 05/2026 → Present
    Pittsburgh, PA
  • 06/2026 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-07-13
S63 Uniform Securities Agent State Law Examination 2023-08-30
  • S65 Uniform Investment Adviser Law Examination
    2026-07-13
  • S63 Uniform Securities Agent State Law Examination
    2023-08-30
Other Names
  • Thomas H Brook
  • Thomas Brook
  • Thomas Hayden Brook
  • Thomas Hayden Brook

View on SEC IAPD

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