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Nikolay Vinogradov

Wells Fargo Clearing Services, LLC

Tacoma, WA

Seattle, WA

CRD 7367051

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2026-08-31
TX RA APPROVED_RES 2026-08-10
  • WA RA
    APPROVED
    Since 2026-08-31
  • TX RA
    APPROVED_RES
    Since 2026-08-10

Branch Locations

1201 Pacific Ave, Tacoma, WA 98402 • United States

999 3Rd Ave Ste 4000, Seattle, WA 98104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Seattle WA 09/2006 Present
Wells Fargo Clearing Services Seattle WA 06/2026 Present
  • 09/2006 → Present
    Wells Fargo Bank
    Seattle, WA
  • 06/2026 → Present
    Wells Fargo Clearing Services
    Seattle, WA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-08-31
  • S66 Uniform Combined State Law Examination
    2026-08-31
Other Names
  • Nikolay N Vinogradov

View on SEC IAPD

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